Securities and Exchange Commission   

Department of Justice Corporate Fraud Task Force

Commodities Futures Trading Commission

List of State Securities Regulators

Self-Regulating Organizations and Exchanges

Chicago Board Options Exchange

Chicago Stock Exchange

CME Group

Financial Industry Regulatory Authority

Municipal Securities Rulemaking Board




National Stock Exchange

New York Mercantile Exchange



NYSE Euronext

NYSE Regulation

One Chicago LLC


News Sources

Financial Times

BNA Securities Regulation & Law Report (off-campus access requires Columbo log-in)

Wall Street Journal

Overviews of Securities Law

Cornell LII:  Securities Law Securities Law overview

University of Cincinnati School of Law: Securities Lawyer’s Deskbook


Recent Decisions

U.S. Supreme Court

Federal Appellate and District Courts

U.S. Court of Appeals, Second Circuit

U.S. Court of Appeals, D.C. Circuit


Securities Law Blogs

10b-5 Daily

ABA Blog Directory – Securities Law

Corporate and Securities Law Blog

Corporate Blog

Hedge Fund Law Blog

Justia Blawg Search –Securities Law

Risk and Governance Blog

SEC Actions

SEC Securities Law Blog    

Securities Law Prof Blog   

The Race to the

Securities Law Student Writing Competitions

Elliot A. Spoon Business Law Writing Competition

SEC Historical Society 2015 Writing Award

ABA Section of Business Law, Mendes Hershman Student Writing Contest

Association of Securities and Exchange Commission Alumni Writing Competition


Other Useful Web sites

24/7 Wall Street List of Financial Blogs

American Institute of Certified Public Accountants

Financial Accounting Standards Board

Harvard Law School Securities Law Research Guide

International Swaps and Derivatives Association

Investment Company Institute

North American Securities Administrators Association

SEC Historical Society

Securities Industry and Financial Markets Association  

Securities Law and Compliance Center

Securities Litigation Watch

Securities Traders Association

Stanford Securities Class Action Clearinghouse