The Catholic University of America


Robert E. Plaze, Associate Director for Regulation, Division of Investment Management
U.S. Securities and Exchange Commission
"Everything You Need to Know About Money Market Funds . . . and the Role They Play in the Complex World of Financial Markets"
When: Monday, September 14, 2009
Where: Walter A. Slowinski Courtroom, Columbus School of Law, Catholic University

SEC Commissioner Troy A. Paredes
When: Wednesday, October 21, 2009, 5:15 p.m.
Where: Walter A. Slowinski Courtroom, Columbus School of Law, Catholic University

Past Events

Securities Alumni/Student Mixer
Great opportunity to mix and mingle with the alumni working in the securities industry.

When: Nov. 15th 6:00 p.m.
Where: America Restaurant, Union Station (Red Line Metro)
~Food will be provided & cash bar available~
* Please RSVP to Sara Bakker ( and Ellie Jester (
Securities Law Panel
When: Feb. 7th, 2006
Time: 5 p.m to 6 p.m.
Location: CUA Law School Room TBD
Tim England, Assistant Director of Enforcement at the SEC
Topic: Options Backdating
When: October 11, 2006
Time: 5:15 to 6:15 p.m.
Where: Slowinski Court Room
* Reception immediately following
Securities Moot Court Competition
Briefs are due Friday Oct. 20th
Oral arguments are Saturday Oct. 28th
General Securities Law Students Organization Meeting
This meeting will be a general introduction to the Securities and Corporate Law Program and the Securities Law Student Association. Please join us! There will be Pizza.
Room 217 Room: 311
Any one can join. You don't need to know what a security is to join SLSA. All you need is some interest in business/corporate law.
Commission on the Regulation of U.S. Capital Markets in the 21st Century
A Lecture by Mike Ryan Executive Director,

An Independent Bipartisan Commission Established by the U.S. Chamber of Commerce
When: Wednesday, September 13
Time: 5:15 p.m. to 6:15 p.m.
Where: Slowinski Courtroom

*Reception immediately following

Additional information on the U.S. Chamber's Commission on Capital Markets of the 21st Century.


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