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The Catholic University Columbus School of Law

The Securities Law Program invites you to the

2015 CUA Securities Law Program Lecture Series


Insider Trading: Where has it been?
Where does it now have to go?

Speakers:

William McLucas
Former SEC Director of
Enforcement and Chair, Securities Department, WilmerHale
Andrew Ceresney
Current SEC Director
of Enforcement

Wednesday, September 9, 2015
5:00 p.m.


Columbus School of Law
Slowinski Courtroom
Washington, D.C. 20064

These lectures were each inspired by the work of Commissioner
Dan Gallagher, class of 1999, while serving at the SEC. The Program
is designed to probe current pressing Securities Law issues. Each topic
will be discussed by prominent members of the Securities Industry. Each
presentation will be moderated by Commissioner Dan Gallagher
along with Program Director David Lipton.

Upcoming Programs:

October 14, 2015, 5 p.m.
How Shareholder Activism
is Altering the Nature of Corporate Governance


Speaker:
David Katz
, Partner, Wachtell, Lipton, Rosen & Katz
November 4, 2015, 5 p.m.
Should Corporate General Counsels Be Responsible for Compliance Failures

Speakers:
Dick Walker
, General Counsel to Deutsche Bank and former
General Counsel and Director of Enforcement of the SEC

Rick Ketchum, CEO, FINRA


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The Catholic University of America Columbus School of Law • 3600 John McCormack Road, N.E. • Washington, DC 20064