Primary emphasis on the Federal Securities Exchange Act of 1934.  The course will probe matters such as regulation of the securities markets and the securities industry, annual and periodic reporting requirements and the integration thereof with the 1933 Act, regulation of broker/dealer activities and prevention of market manipulation, trading exchanges and the system of self-regulation, concerns arising during takeover actions and corporate repurchases, insider trading, securities fraud, civil liabilities arising under the 1934 Act, collateral violators and the role of corporate counsel. Corporations suggested. 

Upper-level course for:
XIV. Financial Institutions and Regulation
XXVIII. Securities Regulation